European Securities and Markets Authority
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Prospectuses and Supplements
ESMA has compiled the list of prospectuses and any supplements thereto on the basis of notifications made to it by the national competent authorities of the Member States of the...
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Registered and certified credit rating agencies
List of registered and certified credit rating agencies (CRAs) registered or certified in accordance with Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16...
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Systematic internalisers
ESMA makes available a list of all systematic internalisers, in respect of shares admitted to trading on a regulated market. This list is based on the information communicated by the...
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List of applicant central counterparties (CCPs) established in non-EEA countries
List of applicant central counterparties (CCPs) established in non-EEA countries which have applied for recognition under Article 25 of Regulation (EU) No 648/2012 of the European...
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Sanctions
ESMA has compiled the information on published sanctions on the basis of notifications made to it by the national competent authorities of the Member States [of the European Economic Area...
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Settlement Finality Directive notifications
The Settlement Finality Directive (98/26/EC) aims at reducing the systemic risk associated with participation in payment and securities settlement systems, and in particular the risk...
(1736 views) (1606 Downloads)
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ESMA Working Papers
ESMA publishes a series of working papers with economic analysis.
(1782 views) (1646 Downloads)
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Trends, risks and vulnerabilities in securities markets
In order to safeguard financial stability it is necessary to identify, at an early stage, trends, potential risks and vulnerabilities stemming from the micro-prudential level, across...
(1661 views) (1563 Downloads)
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Annual Report on credit rating agencies (CRAs) in the European Union (EU)
The Annual Report summarises how ESMA fulfilled its role as the supervisor of CRAs in the EU. It covers ESMA’s supervisory activities, progress in dealing with registrations, and its...
(1661 views) (1547 Downloads)
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Tied agents
This list contains the hyperlinks to the webpages of the EU countries and their national competent authorities giving access to the national registers of tied agents. Investors should...
(1313 views) (1215 Downloads)
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Notification of net short positions
ESMA makes available a link to national websites where net short positions in shares are disclosed, as well as a contact list for notifications of net short positions.
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