ESMA Working Papers
ESMA publishes a series of working papers with economic analysis.
List of exempted shares
The Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March on short selling and certain aspects of credit default swaps (the Regulation) requires the...
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List of Investment Firms
The list contains the hyperlinks to the webpages of the EU countries and their national competent authorities giving access to the national registers of authorised investment firms....
Means of Communication of Final Terms to Competent Authorities of host Member States
This list indicates by which means an issuer shall communicate final terms to the relevant competent authority of the host Member State(s). According to the amended Article 5.4 of the...
Multilateral trading facilities
The database lists identification codes for multilateral trading facilities (MTFs). The list is published for the purpose of identification of the counterparty to the transaction as...
Net short position notification thresholds for sovereign issuers
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to...
The database lists identification codes for Regulated Markets. The list is published for the purpose of identification of the counterparty to the transaction as regards to transaction...
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Sector inquiry into financial services
The European Commission launched inquiries into competition in financial services in June 2005, pursuant to Article 17 of Regulation (EC) No 1/2003. The financial services sector enquiry...
Shares admitted to trading on regulated markets
The MiFID implementing Regulation (No 1287/2006, of 10 August 2006) requires the relevant competent authorities to calculate and publish a set of information regarding all shares which...
ESMA makes available a list of all systematic internalisers, in respect of shares admitted to trading on a regulated market. This list is based on the information communicated by the...
Venture Capital and Social Entrepreneurship Funds
ESMA makes available two databases of managers of European Venture Capital Funds (EuVECA) registered in the Member States of the European Union (EU), as required by Article 17 of the EU...
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