European Securities and Markets Authority
Net short position notification thresholds for sovereign issuers
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to...
Notification of net short positions
ESMA makes available a link to national websites where net short positions in shares are disclosed, as well as a contact list for notifications of net short positions.
HTML (583 views) (6 Downloads)
List of registered and certified credit rating agencies
The credit rating agencies have been registered or certified in accordance with Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit...
HTML (1537 views) (73 Downloads)
AIFMD MoUs signed by the EU authorities
A table showing the state of play of Memoranda of Understanding (MoUs) signed by EU national supervisors. ESMA had negotiated the template MoUs regarding the Alternative Investment Fund...
The database lists identification codes for Regulated Markets. The list is published for the purpose of identification of the counterparty to the transaction as regards to transaction...
HTML (3623 views) (162 Downloads)
UCITS management companies
ESMA has compiled the list of management companies authorised by the national competent authorities of the Member States on the basis of notifications made to it by the latter...
HTML (612 views) (6 Downloads)
List of exempted shares
The Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March on short selling and certain aspects of credit default swaps (the Regulation) requires the...
CSV (609 views) (76 Downloads)
ESMA has compiled the information on published sanctions on the basis of notifications made to it by the national competent authorities of the Member States [of the European Economic Area...
HTML (1073 views) (54 Downloads)
Alternative Investment Fund Managers
ESMA has compiled the list of alternative investment fund managers authorised by the national competent authorities of the Member States on the basis of information provided to it by the...
HTML (663 views) (9 Downloads)
Central Repository for Credit Ratings Activity and Performance
The CEREP database allows investors to assess, for the first time on a single platform, the performance and reliability of credit ratings on different types of ratings, asset classes and...
(579 views) (2 Downloads)
Prospectuses and Supplements
ESMA has compiled the list of prospectuses and any supplements thereto on the basis of notifications made to it by the national competent authorities of the Member States of the...
HTML (400 views) (3 Downloads)