European Securities and Markets Authority
Lists relating to the short selling regulation
ESMA publishes a number of lists under the Short Selling Regulation. Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation...
EECS is a forum which brings together all EU National Enforcers of financial information. The enforcers meet to exchange views and discuss experiences of enforcement of IFRS. A key...
Net short position notification thresholds for sovereign issuers
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to...
Notification of net short positions
ESMA makes available a link to national websites where net short positions in shares are disclosed, as well as a contact list for notifications of net short positions.
HTML (621 views) (8 Downloads)
AIFMD MoUs signed by the EU authorities
A table showing the state of play of Memoranda of Understanding (MoUs) signed by EU national supervisors. ESMA had negotiated the template MoUs regarding the Alternative Investment Fund...
The database lists identification codes for Regulated Markets. The list is published for the purpose of identification of the counterparty to the transaction as regards to transaction...
HTML (4510 views) (215 Downloads)
UCITS management companies
ESMA has compiled the list of management companies authorised by the national competent authorities of the Member States on the basis of notifications made to it by the latter...
HTML (650 views) (9 Downloads)
List of exempted shares
The Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March on short selling and certain aspects of credit default swaps (the Regulation) requires the...
CSV (697 views) (116 Downloads)
ESMA has compiled the information on published sanctions on the basis of notifications made to it by the national competent authorities of the Member States [of the European Economic Area...
HTML (1162 views) (73 Downloads)
Alternative Investment Fund Managers
ESMA has compiled the list of alternative investment fund managers authorised by the national competent authorities of the Member States on the basis of information provided to it by the...
HTML (689 views) (11 Downloads)
Central Repository for Credit Ratings Activity and Performance
The CEREP database allows investors to assess, for the first time on a single platform, the performance and reliability of credit ratings on different types of ratings, asset classes and...
(611 views) (3 Downloads)
Prospectuses and Supplements
ESMA has compiled the list of prospectuses and any supplements thereto on the basis of notifications made to it by the national competent authorities of the Member States of the...
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