European Securities and Markets Authority
Venture Capital and Social Entrepreneurship Funds
ESMA makes available two databases of managers of European Venture Capital Funds (EuVECA) registered in the Member States of the European Union (EU), as required by Article 17 of the EU...
HTML (1032 views) (24 Downloads)
Trends, risks and vulnerabilities in securities markets
In order to safeguard financial stability it is necessary to identify, at an early stage, trends, potential risks and vulnerabilities stemming from the micro-prudential level, across...
Registered trade repositories
The trade repositories listed have been registered by ESMA in accordance with Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives,...
Shares admitted to trading on regulated markets
The MiFID implementing Regulation (No 1287/2006, of 10 August 2006) requires the relevant competent authorities to calculate and publish a set of information regarding all shares which...
This list contains the hyperlinks to the webpages of the EU countries and their national competent authorities giving access to the national registers of tied agents. Investors should...
Access to regulated information
The Transparency Directive requires regulated information disclosed by issuers having shares admitted for trading on regulated markets to be compiled in national databases, and ESMA...
ESMA makes available a list of all systematic internalisers, in respect of shares admitted to trading on a regulated market. This list is based on the information communicated by the...
List of applicant central counterparties (CCPs) established in non-EEA countries
List of applicant central counterparties (CCPs) established in non-EEA countries which have applied for recognition under Article 25 of Regulation (EU) No 648/2012 of the European...
Notification of net short positions
ESMA makes available a link to national websites where net short positions in shares are disclosed, as well as a contact list for notifications of net short positions.
HTML (628 views) (11 Downloads)
The database lists identification codes for Regulated Markets. The list is published for the purpose of identification of the counterparty to the transaction as regards to transaction...
HTML (4532 views) (237 Downloads)
UCITS management companies
ESMA has compiled the list of management companies authorised by the national competent authorities of the Member States on the basis of notifications made to it by the latter...
HTML (655 views) (10 Downloads)
ESMA has compiled the information on published sanctions on the basis of notifications made to it by the national competent authorities of the Member States [of the European Economic Area...
HTML (1175 views) (75 Downloads)