ESMA makes available a list of all systematic internalisers, in respect of shares admitted to trading on a regulated market. This list is based on the information communicated by the...
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Registered and certified credit rating agencies
List of registered and certified credit rating agencies (CRAs) registered or certified in accordance with Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16...
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ESMA has compiled the information on published sanctions on the basis of notifications made to it by the national competent authorities of the Member States [of the European Economic Area...
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AIFMD MoUs signed by the EU authorities
A table showing the state of play of Memoranda of Understanding (MoUs) signed by EU national supervisors. ESMA had negotiated the template MoUs regarding the Alternative Investment Fund...
Venture Capital and Social Entrepreneurship Funds
ESMA makes available two databases of managers of European Venture Capital Funds (EuVECA) registered in the Member States of the European Union (EU), as required by Article 17 of the EU...
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EECS is a forum which brings together all EU National Enforcers of financial information. The enforcers meet to exchange views and discuss experiences of enforcement of IFRS. A key...
List of applicant central counterparties (CCPs) established in non-EEA countries
List of applicant central counterparties (CCPs) established in non-EEA countries which have applied for recognition under Article 25 of Regulation (EU) No 648/2012 of the European...
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List of exempted shares
The Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March on short selling and certain aspects of credit default swaps (the Regulation) requires the...
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Financial Instruments Reference Data System (FIRDS)
Database of instruments reference data collected by ESMA under MAR Art.4 and MiFIR Art.27 In accordance with Article 27 of Regulation (EU) No 600/2014 (MiFIR)  and Article 4 of...
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Access to regulated information
ESMA provides hyperlinks to national databases (Officially Appointed Mechanisms, or “OAMs”) containing regulated information disclosed by issuers having shares admitted for trading on...
List of investment firms
The Omnibus Directive requires ESMA to establish a list of all investment firms in the European Union. The Registries database centralises all the relevant information in this regard...
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Trends, risks and vulnerabilities in securities markets
In order to safeguard financial stability it is necessary to identify, at an early stage, trends, potential risks and vulnerabilities stemming from the micro-prudential level, across...
Annual Report on credit rating agencies (CRAs) in the European Union (EU)
The Annual Report summarises how ESMA fulfilled its role as the supervisor of CRAs in the EU. It covers ESMA’s supervisory activities, progress in dealing with registrations, and its...
ESMA Working Papers
ESMA publishes a series of working papers with economic analysis.
Settlement Finality Directive notifications
The Settlement Finality Directive (98/26/EC) aims at reducing the systemic risk associated with participation in payment and securities settlement systems, and in particular the risk...
List of market makers and authorised primary dealers
List of market makers and authorised primary dealers who are using the exemption under the Regulation on short selling and credit default swaps. According to Article 17(13) of...
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Registered trade repositories
The trade repositories listed have been registered by ESMA in accordance with Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives,...
Net short position notification thresholds for sovereign issuers
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to...
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European Rating Platform (ERP)
Individual credit ratings and rating outlooks of all registered and certified CRAs (Credit Rating Agencies) plus rating history details from 1 July 2015 onwards, press releases...
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Notification of net short positions
ESMA makes available a link to national websites where net short positions in shares are disclosed, as well as a contact list for notifications of net short positions.
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