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Document 02014R0452-20230411

Consolidated text: Commission Regulation (EU) No 452/2014 of 29 April 2014 laying down technical requirements and administrative procedures related to air operations of third country operators pursuant to Regulation (EC) No 216/2008 of the European Parliament and of the Council (Text with EEA relevance)Text with EEA relevance

ELI: http://data.europa.eu/eli/reg/2014/452/2023-04-11

02014R0452 — EN — 11.04.2023 — 002.001


This text is meant purely as a documentation tool and has no legal effect. The Union's institutions do not assume any liability for its contents. The authentic versions of the relevant acts, including their preambles, are those published in the Official Journal of the European Union and available in EUR-Lex. Those official texts are directly accessible through the links embedded in this document

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COMMISSION REGULATION (EU) No 452/2014

of 29 April 2014

laying down technical requirements and administrative procedures related to air operations of third country operators pursuant to Regulation (EC) No 216/2008 of the European Parliament and of the Council

(Text with EEA relevance)

(OJ L 133 6.5.2014, p. 12)

Amended by:

 

 

Official Journal

  No

page

date

►M1

COMMISSION REGULATION (EU) 2016/1158 of 15 July 2016

  L 192

21

16.7.2016

►M2

COMMISSION DELEGATED REGULATION (EU) 2023/659 of 2 December 2022

  L 83

38

22.3.2023




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COMMISSION REGULATION (EU) No 452/2014

of 29 April 2014

laying down technical requirements and administrative procedures related to air operations of third country operators pursuant to Regulation (EC) No 216/2008 of the European Parliament and of the Council

(Text with EEA relevance)



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Article 1

Subject matter and scope

This Regulation lays down detailed rules for third country operators of aircraft referred to in Article 2(1), point (c), of Regulation (EU) 2018/1139 of the European Parliament and of the Council ( 1 ) who are engaged in commercial air transport operations into, within or out of the territory subject to the provisions of the Treaties, including conditions for issuing, maintaining, amending, limiting, suspending or revoking their authorisations, the privileges and responsibilities of the holders of authorisations as well as conditions under which operations shall be prohibited, limited or subject to certain conditions in the interest of safety.

Article 2

Definitions

For the purposes of this Regulation, the following definitions apply:

(1) 

‘flight’ means a departure from a specified aerodrome towards a specified destination aerodrome;

(2) 

‘third country operator’ means any operator in respect of which the functions and duties of the State of the operator are not carried out by a Member State or the Agency.

Article 3

Authorisations

Third country operators shall only engage in commercial air transport operations into, within, or out of the territory subject to the provisions of the Treaties if they comply with the requirements of Annex 1 and hold an authorisation issued by the Agency in accordance with Annex 2 to this Regulation.

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Article 4

Entry into force

1.  
This Regulation shall enter into force on the 20th day following that of its publication in the Official Journal of the European Union.

It shall apply from the 20th day following that of its publication in the Official Journal of the European Union.

2.  
By way of derogation from the second subparagraph of paragraph 1, Member States that at the date of entry into force of this Regulation are issuing operating permits or equivalent documents to third country operators in accordance with their national law shall continue to do so. The third country operators shall comply with the scope and privileges defined in the permit or equivalent document granted by the Member State until the Agency has taken a decision in accordance with Annex 2 to this Regulation. Member States shall inform the Agency of the issue of such operating permits or equivalent documents.

After the date the Agency has taken a decision for the relevant third country operator, or after a maximum period of 30 months after entry into force of this Regulation, whichever comes sooner, the Member State shall no longer perform a safety assessment of that third country operator in accordance with their national law when issuing operating permits.

3.  
Third country operators that at the date of entry into force hold an operating permit or equivalent document, shall submit an application for an authorisation to the Agency no later than 6 months after entry into force of this Regulation. The application shall contain information about any operating permits granted by a Member State.
4.  
Upon receiving an application, the Agency shall assess the third country operator's compliance with the applicable requirements. The assessment shall be completed no later than 30 months after entry into force of this Regulation.

This Regulation shall be binding in its entirety and directly applicable in all Member States.




ANNEX 1

PART-TCO

THIRD COUNTRY OPERATORS

SECTION I

General requirements

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TCO.100    Scope

This Annex (‘Part-TCO’) establishes requirements to be followed by a third country operator engaged in commercial air transport operations into, within or out of the territory subject to the provisions of the Treaties.

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TCO.115    Access

(a) The third country operator shall ensure that any person authorised by the Agency or the Member State in whose territory one of its aircraft has landed will be permitted to board such aircraft, at any time, with or without prior notice to:

(1) 

inspect the documents and manuals to be carried on board and to perform inspections to ensure compliance with Part-TCO; or

(2) 

carry out a ramp inspection as referred to in Annex II to Commission Regulation (EU) No 965/2012 ( 2 ).

(b) The third country operator shall ensure that any person authorised by the Agency is granted access to any of its facilities or documents related to its activities, including any subcontracted activities, to determine compliance with Part-TCO.

SECTION II

Air operations

TCO.200    General requirements

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(a) The third country operator shall comply with:

(1) 

the applicable standards contained in the Annexes to the Convention on International Civil Aviation, in particular Annexes 1 (Personnel licensing), 2 (Rules of the Air), 6 (Operation of Aircraft), as applicable, 8 (Airworthiness of Aircraft), 18 (Dangerous Goods), and 19 (Safety Management);

(2) 

the applicable safety directives issued by the Agency in accordance with Article 76(6) of Regulation (EU) 2018/1139;

(3) 

the relevant requirements of Part-TCO; and

(4) 

the applicable requirements of Regulation (EU) No 923/2012 ( 3 ).

(b) The third country operator shall ensure that an aircraft operated into, within or out of the territory subject to the provisions of the Treaties is operated in accordance with:

(1) 

its air operator certificate (AOC) and associated operations specifications in accordance with ICAO Annex 6; and

(2) 

the TCO authorisation issued in accordance with this Regulation and the scope and privileges contained therein.

(c) The third country operator shall ensure that an aircraft operated into, within or out of the territory subject to the provisions of the Treaties has a certificate of airworthiness (CofA) issued or validated in accordance with ICAO Annex 8 by:

(1) 

the State of registry; or

(2) 

the State of the third country operator, provided that the State of the third country operator and the State of registry have entered into an agreement under Article 83bis of the Convention on International Civil Aviation that transfers the responsibility for the issue of the CofA.

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(d) The third country operator shall, upon request, provide the Agency with any information relevant for verifying compliance with Part-TCO.

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(e) Without prejudice to Regulation (EU) No 996/2010 of the European Parliament and of the Council ( 4 ), the third country operator shall without undue delay report to the Agency any accident as defined in ICAO Annex 13, involving aircraft used under its AOC, including those aircraft that are not intended to be flown into, within or out of the territory subject to the provisions of the Treaties.

TCO.205    Navigation, communication and surveillance equipment

When undertaking operations within the airspace above the territory to which the Treaties apply the third country operator shall equip its aircraft with and operate such navigation, communication and surveillance equipment as required in that airspace.

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TCO.210    Documents, manuals and records to be carried

The third country operator shall ensure that all documents, manuals and records that are required to be carried on board are valid and-up-to-date.

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TCO.215    Production of documentation, manuals and records

Upon request by a person authorised by the Agency or the competent authority of the Member State where the aircraft operated by a third country operator has landed, the pilot-in-command of that aircraft shall, without undue delay, present any documentation, manuals or records required to be carried on board.

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SECTION III

Authorisation of third country operators

TCO.300    Application for an authorisation

(a) Prior to engaging in commercial air transport operations under Part-TCO the third country operator shall apply for and obtain an authorisation issued by the Agency.

(b) An application for an authorisation shall be:

(1) 

submitted at least 30 days before the intended starting date of operation; and

(2) 

made in a form and manner established by the Agency.

(c) Without prejudice to applicable bilateral agreements, the applicant shall provide the Agency with any information needed to assess whether the intended operation will be conducted in accordance with the applicable requirements of TCO.200(a). Such information shall include:

(1) 

the duly completed application;

(2) 

the official name, business name, address, and mailing address of the applicant;

(3) 

a copy of the applicant's AOC and associated operations specifications, or equivalent document, that attests the capability of the holder to conduct the intended operations, issued by the State of the operator;

(4) 

the applicant's current certificate of incorporation or business registration or similar document issued by the Registrar of Companies in the country of the principal place of business;

(5) 

the proposed start date, type and geographic areas of operation.

(d) When necessary, the Agency may request any other additional relevant documentation, manuals, or specific approvals issued or approved by the State of the operator or State of registry.

(e) For those aircraft not registered in the State of the operator the Agency may request:

(1) 

details of the lease agreement for each aircraft so operated; and

(2) 

if applicable, a copy of the agreement between the State of the operator and the State of registry pursuant to Article 83bis of the Convention on International Civil Aviation that covers the aircraft.

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TCO.305    One-off notification flights

(a) 

By way of derogation from point TCO.300(a), the third country operator may carry out the following flights into, within or out of the territory subject to the provisions of the Treaties without first obtaining an authorisation:

(1) 

flights that are performed in the public interest, to address an urgent need, such as humanitarian missions and disaster relief operations;

(2) 

air ambulance flights that are performed to move sick or injured patients between healthcare facilities or deliver patient medical care.

(b) 

The provisions of point (a) shall only apply if the third country operator:

(1) 

notified the Agency prior to the intended date of the first flight in a form and manner established by the Agency;

(2) 

is not subject to an operating ban pursuant to Regulation (EC) No 2111/2005;

(3) 

is not subject to a suspension or revocation pursuant to point ART.235 of Annex 2;

(4) 

has not been subject to rejection of an application for TCO authorisation pursuant to point ART.200(e)(1) of Annex 2; and

(5) 

applies for an authorisation pursuant to point TCO.300 within 14 days after the date of notification to the Agency pursuant to point (b)(1) above.

(c) 

The flight(s) specified in the notification prescribed in point (a) may be performed for the period requested by the third country operator, but no longer than for a maximum of 12 consecutive weeks after the date of notification or until the Agency has taken a decision on the application in accordance with point ART.200 of Part-ART, whichever comes sooner.

(d) 

A notification may be filed only once every 24 months by the third country operator.

TCO.310    Privileges of an authorisation holder

The privileges of the operator shall be listed in the specifications to the authorisation and not exceed the privileges granted by the State of the operator.

TCO.315    Changes

(a) 

Any change, other than those agreed under point ART.210(c) of Annex 2, affecting the terms of an authorisation shall require prior approval by the Agency.

(b) 

The third country operator shall submit the application for prior approval by the Agency at least 30 days before the date of implementation of the intended change.

The third country operator shall provide the Agency with the information referred to in point TCO.300, restricted to the extent of the change.

After submission of an application for a change, the third country operator shall operate under the conditions prescribed by the Agency pursuant to point ART.225(b) of Annex 2.

(c) 

All changes not requiring prior approval, as agreed in accordance with point ART.210(c) of Annex 2, shall be notified to the Agency before the change takes place.

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TCO.320    Continued validity

(a) The authorisation shall remain valid subject to:

(1) 

the third country operator remaining in compliance with the relevant requirements of Part-TCO. The provisions related to the handling of findings, as specified under TCO.325, shall also be taken into account;

(2) 

the validity of the AOC or equivalent document issued by the State of the operator and the related operations specifications, if applicable;

(3) 

the Agency being granted access to the third country operator as specified in TCO.115;

(4) 

the third country operator not being subject to an operating ban pursuant to Regulation (EC) No 2111/2005;

(5) 

the authorisation not being surrendered, suspended or revoked;

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(6) 

the third country operator being able to substantiate, upon request by the Agency, its intention to continue to conduct operations under its TCO authorisation;

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(7) 

the third country operator operating at least one aircraft under its TCO authorisation.

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(b) If the authorisation has become invalid, the third country operator shall obtain a new authorisation from the Agency, prior to recommencing operations into, within or out of the territory subject to the provisions of the Treaties. The third country operator shall apply for the new authorisation in a form and manner established by the Agency and shall provide any document necessary to determine that the reasons for the authorisation to become invalid are no longer present, and that the third country operator complies with the requirements to obtain the authorisation under Part-TCO.

▼B

TCO.325    Findings

After receipt of a notification of findings pursuant to ART.230 raised by the Agency, the third country operator shall:

(a) 

identify the root cause of the non-compliance;

(b) 

establish a corrective action plan to address the root cause of the non-compliance within an acceptable time frame and submit it to the Agency;

(c) 

demonstrate corrective action implementation to the satisfaction of the Agency within the period agreed with the Agency as defined in ART.230(e)(1).




ANNEX 2

PART-ART

AUTHORITY REQUIREMENTS REGARDING THE AUTHORISATION OF THIRD COUNTRY OPERATORS

SECTION I

General

ART.100    Scope

This Annex (‘Part-ART’) establishes administrative requirements to be followed by Member States and the Agency, specifically regarding:

(a) 

the issuance, maintenance, change, limitation, suspension or revocation of authorisations of third country operators engaging in commercial air transport operations; and

(b) 

the monitoring of these operators.

▼M2 —————

▼B

ART.110    Exchange of information

(a) The Agency shall inform the Commission and the Member States when it:

(1) 

rejects an application for an authorisation;

(2) 

imposes a limitation due to safety concerns, suspends or revokes an authorisation.

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(b) The Agency shall inform the Member States about the notifications it has received in accordance with point TCO.305 of Annex 1 without any undue delay.

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(c) The Agency shall regularly make available to the Member States an updated list containing the authorisations it has issued, limited, changed, suspended or revoked.

(d) Member States shall inform the Agency when they intend to take a measure pursuant to Article 6(1) of Regulation (EC) No 2111/2005.

ART.115    Record-keeping

(a) The Agency shall establish a system of record-keeping providing for adequate storage, accessibility and reliable traceability of:

(1) 

training, qualification and authorisation of its personnel;

(2) 

third country operator authorisations issued or notifications received;

(3) 

authorisation processes and continuing monitoring of authorised third country operators;

(4) 

findings, agreed corrective actions and date of action closure;

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(5) 

enforcement measures taken, including fines requested by the Agency in accordance with Regulation (EU) 2018/1139;

(6) 

the implementation of corrective actions mandated by the Agency in accordance with Article 76(6) of Regulation (EU) 2018/1139; and

(7) 

the use of flexibility provisions in accordance with Article 71 of Regulation (EU) 2018/1139.

▼B

(b) All records shall be kept for a minimum period of 5 years, subject to applicable data protection law.

SECTION II

Authorisation, monitoring and enforcement

ART.200    Initial evaluation procedure — general

(a) Upon receiving an application for an authorisation in accordance with TCO.300, the Agency shall assess the third country operator's compliance with applicable requirements in Part-TCO.

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(b) The Agency shall complete the initial assessment within 30 days after receipt of all required documents pursuant to point TCO.300 (c) and (d) of Annex 1.

When the initial assessment requires a further assessment or an audit, the assessment period shall be extended for the duration of the further assessment or the audit, as appropriate.

▼B

(c) The initial assessment shall be based on:

(1) 

documentation and data provided by the third country operator;

(2) 

relevant information on the safety performance of the third country operator, including ramp inspection reports, information reported in accordance with ARO.RAMP.145(c), recognised industry standards, accidents records and enforcement measures taken by a third country;

(3) 

relevant information on the oversight capabilities of the State of the operator or State of registry, as applicable, including the outcome of audits carried out under international conventions or State safety assessment programmes; and

(4) 

decisions, investigations pursuant to Regulation (EC) No 2111/2005 or joint consultations pursuant to Regulation (EC) No 473/2006 ( 5 ).

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(d) When the third country operator does not provide the information required for the assessment in accordance with point TCO.300 (c) and (d) of Annex 1 within the timeline established by the Agency, the Agency may decide to suspend the assessment of the application until the information is provided. In this case, the Agency shall inform the third country operator of its decision.

▼B

(e) When the Agency cannot establish a sufficient level of confidence in the third country operator and/or the State of the operator during the initial assessment, it shall:

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(1) 

reject the application when the outcome of the assessment indicates that further assessment will not result in the issue of an authorisation; or

▼B

(2) 

conduct further assessments to the extent necessary to establish that the intended operation will be conducted in compliance with the applicable requirements of Part-TCO.

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(f) When an application from a third country operator was previously rejected or authorisation revoked, the Agency may decide to wait 9 months from the date of revocation or rejection before starting to process the new application.

▼B

ART.205    Initial evaluation procedure — third country operators subject to an operating ban

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(a) Upon receiving an application for an authorisation from the third country operator subject to an operating ban or an operational restriction pursuant to Regulation (EC) No 2111/2005, the Agency shall take into account the scope of the ban in order to define the relevant assessment procedure, as described in point ART.200. When the third country operator is subject to an operating ban covering the entire scope of its operations, the assessment shall include an audit of the third country operator.

▼B

(b) When the operator is subject to an operating ban due to the State of the operator not performing adequate oversight, the Agency shall inform the Commission for further assessment of the operator and the State of Operator under Regulation (EC) No 2111/2005.

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(c) The Agency shall perform an audit only if:

(1) 

the third country operator agrees to be audited;

(2) 

the outcome of the initial evaluation procedure referred to in point ART.200 indicates that there is a possibility that the audit will have a positive result; and

(3) 

the audit can be performed at the third country operator’s facilities without the risk of compromising the safety and security of the Agency’s personnel.

▼B

(d) The audit of the third country operator may include an assessment of the oversight conducted by the State of the operator when there is evidence of major deficiencies in the oversight of the applicant.

(e) The Agency shall inform the Commission of the results of the audit.

ART.210    Issue of an authorisation

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(a)  ►M2  The Agency shall issue the authorisation, when: ◄

(1) 

it is satisfied that the third country operator holds a valid AOC or equivalent document and associated operations specifications issued by the State of the operator;

(2) 

it is satisfied that the third country operator is authorised by the State of the operator to conduct operations into the EU;

(3) 

it is satisfied that the third country operator has established:

(i) 

compliance with the applicable requirements of Part-TCO;

(ii) 

transparent, adequate and timely communication in response to a further assessment and/or an audit of the Agency, if applicable; and

(iii) 

a timely and successful corrective action submitted in response to an identified non-compliance, if any;

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(4) 

there is no evidence of major deficiencies in the ability of the State of the third country operator or the State of registry, as applicable, to certify and oversee the third country operator and/or aircraft in accordance with the applicable ICAO standards;

(5) 

the applicant is not subject to an operating ban pursuant to Regulation (EC) No 2111/2005; and

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(6) 

any non-compliance finding raised during the assessment has been closed.

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(b) The authorisation shall be issued for an unlimited duration.

The Agency shall specify the privileges and the scope of the activities that the third country operator is authorised to conduct.

(c) The Agency shall agree with the third country operator the scope of changes to the third country operator obligations not requiring any prior approval taking into consideration the size, type and complexity of the operation.

▼B

ART.215    Monitoring

(a) The Agency shall assess:

(1) 

continued compliance of third country operators it has authorised with the applicable requirements of Part-TCO;

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(2) 

if applicable, the implementation of corrective actions mandated by the Agency in accordance with Article 76(6) of Regulation (EU) 2018/1139.

▼B

(b) This assessment shall:

(1) 

take into account safety relevant documentation and data provided by the third country operator;

(2) 

take into account relevant information on the safety performance of the third country operator, including ramp inspection reports, information reported in accordance with ARO.RAMP.145(c), recognised industry standards, accidents records and enforcement measures taken by a third country;

(3) 

take into account relevant information on the oversight capabilities of the State of the operator or State of registry, as applicable, including the outcome of audits carried out under international conventions or State safety assessment programmes;

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(4) 

take into account decisions and investigations pursuant to Regulation (EC) No 2111/2005 or joint consultations pursuant to Regulation (EC) No 473/2006;

▼B

(5) 

take into account previous assessments or audits, if carried out; and

(6) 

provide the Agency with the evidence needed in case further action is required, including the measures foreseen by ART.235.

(c) The scope of monitoring defined in (a) and (b) shall be determined on the basis of the results of past authorisation and/or monitoring activities.

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(d) Where, based on available information, the safety performance of the third country operator and/or the oversight capabilities of the State of the operator or the State of Registry are suspected to have decreased below the applicable standards contained in the Annexes to the Convention on International Civil Aviation, the Agency shall submit the affected third country operator to intensified surveillance. The Agency shall take any necessary measures to ensure that the third country operator’s intended operation will be conducted in compliance with the applicable requirements of Part-TCO. These measures may include:

(1) 

an audit of the third country operator in accordance with point ART.205(d);

(2) 

a requirement for the third country operator to submit reports or tailored technical information to the Agency at regular intervals;

(3) 

a temporary limitation of the operation to the third country operator’s current fleet and/or scope of commercial air transport operations into, within or out of the territory subject to the provisions of the Treaties.

▼B

(e) The Agency shall collect and process any safety information deemed relevant for monitoring.

ART.220    Monitoring programme

(a) The Agency shall establish and maintain a monitoring programme covering the activities required by ART.215 and, if applicable, by Subpart ARO.RAMP.

(b) The monitoring programme shall be developed taking into account the results of past authorisation and/or monitoring activities.

(c) The Agency shall perform a review of third country operators at intervals not exceeding 24 months.

The interval may be reduced if there are indications that the safety performance of the third country operator and/or the oversight capabilities of the State of the operator may have decreased below the applicable standards contained in the Annexes to the Convention on International Civil Aviation.

The Agency may extend the interval to a maximum of 48 months if it has established that, during the previous monitoring period:

(1) 

there are no indications that the overseeing authority of the State of the operator fails to perform effective oversight on operators under its oversight responsibility;

(2) 

the third country operator has continuously and timely reported changes referred to in TCO.315;

(3) 

no level 1 findings, referred to in ART.230(b), have been issued; and

(4) 

all corrective actions have been implemented within the time period accepted or extended by the Agency as defined in ART.230(e)(1).

(d) The monitoring programme shall include records of the dates of monitoring activities, including meetings.

▼M2

(e) When determining the review interval, the Agency shall take into consideration the size, type and complexity of the operation, available information on the number of flights performed under the TCO authorisation, and the relevant elements referred to in point ART.200(c).

▼B

ART.225    Changes

(a) Upon receiving an application for a change that requires prior authorisation, the Agency shall apply the relevant procedure as described in ART.200, restricted to the extent of the change.

(b) The Agency shall prescribe the conditions under which the third country operator may operate within the scope of its authorisation during the change, unless the Agency determines that the authorisation needs to be suspended.

(c) For changes not requiring prior authorisation, the Agency shall assess the information provided in the notification sent by the third country operator in accordance with TCO.315 to verify compliance with the applicable requirements. In case of any non-compliance, the Agency shall:

(1) 

notify the third country operator about the non-compliance and request a revised proposal to achieve compliance; and

(2) 

in case of level 1 or level 2 findings, act in accordance with ART.230 and ART.235, as appropriate.

ART.230    Findings and corrective actions

(a) The Agency shall have a system to analyse findings for their safety significance.

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(b) A level 1 finding shall be issued by the Agency when any significant non-compliance is detected with the applicable requirements of Regulation (EU) 2018/1139 and Part-TCO, or with the terms of the authorisation that lowers safety or seriously hazards flight safety.

The level 1 findings shall include, but are not limited to:

(1) 

failure to give the Agency access to the third country operator’s facilities as defined in point TCO.115(b) of Annex 1 during normal operating hours and after a written request;

(2) 

implementing changes requiring prior approval without having received an approval as defined in point ART.210;

(3) 

obtaining or maintaining the validity of the authorisation by falsification of documentary evidence;

(4) 

evidence of malpractice or fraudulent use of the authorisation;

(5) 

presence of multiple level 2 findings raised during an assessment, indicating a systemic weakness that lowers safety or seriously hazards flight safety.

(c) A level 2 finding shall be issued by the Agency when any non-compliance is detected with the applicable requirements of Regulation (EU) 2018/1139 and Part-TCO, or with the terms of the authorisation which could lower safety or hazard flight safety.

(d) When a finding is detected during monitoring, the Agency shall, without prejudice to any additional action required by Regulation (EU) 2018/1139 and its delegated and implementing acts, communicate the finding to the third country operator in writing and request corrective action to eliminate or mitigate the root cause in order to prevent recurrence of the non-compliance(s) identified.

▼B

(e) In the case of level 2 findings, the Agency shall:

(1) 

grant the third country operator a corrective action implementation period appropriate to the nature of the finding. At the end of the period, and subject to the nature of the finding, the Agency may extend the period subject to a second satisfactory corrective action plan agreed by the Agency; and

▼M2

(2) 

assess the corrective action and implementation plan proposed by the third country operator. If the assessment concludes that it contains root cause(s) analysis and course(s) of action to effectively eliminate or mitigate the root cause(s) to prevent recurrence of the non-compliance(s), the corrective action and implementation plan shall be accepted.

If the third country operator fails to submit an acceptable corrective action plan, as referred to in (e)(1), or to perform the corrective action within the time period accepted or extended by the Agency, the finding shall be raised to a level 1 finding and action shall be taken as laid down in point ART.235(a).

▼B

Where a third country operator fails to submit an acceptable corrective action plan referred to in ART.230(e)(1), or to perform the corrective action within the time period accepted or extended by the Agency, the finding shall be raised to a level 1 finding and action taken as laid down in ART.235(a).

(f) The Agency shall record and notify the State of the operator or the State of registry, as applicable, of all findings it has raised.

ART.235    Limitation, suspension and revocation of authorisations

(a) Without prejudice to any additional enforcement measures, the Agency shall take action to limit or suspend the authorisation in case of:

(1) 

a level 1 finding;

(2) 

verifiable evidence that the State of operator or State of registry, as applicable, is not capable to certify and oversee the operator and/or aircraft in accordance with the applicable ICAO standard; or

(3) 

the third country operator being subject to a measure pursuant to paragraphs (1) and (2) of Article 6 of Regulation (EC) No 2111/2005.

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(b) The limitation or suspension shall be lifted when the Agency is satisfied that successful corrective action has been taken by the third country operator and/or the State of the operator or State of registry, as applicable.

(c) In considering the lifting of a suspension, the Agency shall consider conducting an audit of the third country operator when the conditions in point ART.205(c) are met. In case the suspension is due to major deficiencies in the oversight of the applicant by the State of the operator or State of registry, as applicable, the audit may include an assessment with the aim of verifying whether these oversight deficiencies have been corrected.

(d) The Agency may revoke the authorisation when, following a suspension, the third country operator and/or the State of the operator or State of registry, as applicable, have not taken successful corrective action within a maximum period of 12 months.

(e) The Agency shall revoke the authorisation when the third country operator becomes subject to an operating ban pursuant to Regulation (EC) No 2111/2005.

▼B

(f) If following a limitation referred to in (a) an operational restriction is imposed on the third country operator in accordance with Regulation (EC) No 2111/2005, the Agency shall maintain such limitation until the operational restriction has been withdrawn.

▼M2

ART.240    Validity of the authorisation

(a) 

When the holder of a TCO authorisation no longer complies with the requirements for continued validity of point TCO.320 of Annex 1, the Agency shall inform the third country operator and the Member States that the TCO authorisation has lost its validity.

(b) 

Upon receiving an application for a new authorization after the previous authorisation had become invalid, the Agency shall perform an assessment as necessary to ensure that the intended operation will be conducted in compliance with the applicable requirements of Part-TCO.

ART.245    One-off notification flights

Upon receiving a notification from the third country operator pursuant to point TCO.305 of Annex 1, the Agency shall, without undue delay, assess whether the conditions established in point TCO.305 of Annex 1 are met.

When the Agency finds that the conditions established in point TCO.305 of Annex 1 are not met, the Agency shall inform the third country operator and the affected Member State(s) thereof.

▼M1 —————



( 1 ) Regulation (EU) 2018/1139 of the European Parliament and of the Council of 4 July 2018 on common rules in the field of civil aviation and establishing a European Union Aviation Safety Agency, and amending Regulations (EC) No 2111/2005, (EC) No 1008/2008, (EU) No 996/2010, (EU) No 376/2014 and Directives 2014/30/EU and 2014/53/EU of the European Parliament and of the Council, and repealing Regulations (EC) No 552/2004 and (EC) No 216/2008 of the European Parliament and of the Council and Council Regulation (EEC) No 3922/91 (OJ L 212, 22.8.2018, p. 1).

( 2 ) Commission Regulation (EU) No 965/2012 of 5 October 2012 laying down technical requirements and administrative procedures related to air operations pursuant to Regulation (EC) No 216/2008 of the European Parliament and of the Council (OJ L 296, 25.10.2012, p. 1).

( 3 ) Commission Implementing Regulation (EU) No 923/2012 of 26 September 2012 laying down the common rules of the air and operational provisions regarding services and procedures in air navigation and amending Implementing Regulation (EU) No 1035/2011 and Regulations (EC) No 1265/2007, (EC) No 1794/2006, (EC) No 730/2006, (EC) No 1033/2006 and (EU) No 255/2010 (OJ L 281, 13.10.2012, p. 1)

( 4 ) Regulation (EU) No 996/2010 of the European Parliament and of the Council of 20 October 2010 on the investigation and prevention of accidents and incidents in civil aviation and repealing Directive 94/56/EC (OJ L 295, 12.11.2010, p. 35).

( 5 ) Commission Regulation (EC) No 473/2006 of 22 March 2006 laying down implementing rules for the Community list of air carriers which are subject to an operating ban within the Community referred to in Chapter II of Regulation (EC) No 2111/2005 of the European Parliament and of the Council (OJ L 84, 23.3.2006, p. 8).

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