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Document 32017R2382R(01)

Corrigendum to Commission Implementing Regulation (EU) 2017/2382 of 14 December 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for the transmission of information in accordance with Directive 2014/65/EU of the European Parliament and of the Council (OJ L 340, 20.12.2017)

C/2018/0631

OJ L 33, 7.2.2018, p. 5–5 (BG, ES, CS, DA, DE, ET, EL, EN, FR, HR, IT, LV, LT, HU, MT, NL, PL, PT, RO, SK, SL, FI, SV)

ELI: http://data.europa.eu/eli/reg_impl/2017/2382/corrigendum/2018-02-07/oj

7.2.2018   

EN

Official Journal of the European Union

L 33/5

Corrigendum to Commission Implementing Regulation (EU) 2017/2382 of 14 December 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for the transmission of information in accordance with Directive 2014/65/EU of the European Parliament and of the Council

( Official Journal of the European Union L 340 of 20 December 2017 )

On page 21, in Annex VI, Part 2, Programme of operations, Business Plan and structural organisation of the branch, Systems & Controls:

for:

‘1.

safeguarding client money and assets;

4.

compliance with the conduct of business and other obligations that fall under the responsibility of the Competent Authority of the host Member State according to Art 35(8) and record keeping under Art 16(6);

5.

staff code of Conduct, including personal account dealing;

6.

anti-money laundering;

7.

monitoring and control of critical outsourcing arrangements (if applicable);

8.

the name, address and contact details of the accredited compensation scheme of which the investment firm is a member;’,

read:

‘1.

safeguarding client money and assets;

2.

compliance with the conduct of business and other obligations that fall under the responsibility of the Competent Authority of the host Member State according to Art 35(8) and record keeping under Art 16(6);

3.

staff code of Conduct, including personal account dealing;

4.

anti-money laundering;

5.

monitoring and control of critical outsourcing arrangements (if applicable);

6.

the name, address and contact details of the accredited compensation scheme of which the investment firm is a member;’.
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