ANNEX I

Model notification letter to be submitted by a UCITS for the cross-border marketing of UCITS under Article 93(1) of Directive 2009/65/EC

NOTIFICATION LETTER

NOTIFICATION OF INTENTION TO MARKET UNITS OF UCITS

IN ______________________________________ (the host Member State) (1)

Are you notifying amendments to information already provided in an initial notification? Yes ☐ No ☐

In case the answer to this question was ‘Yes’, please fill-in only the updated information compared to the previous notification and indicate the date of the previous notification: __________________.

TABLE OF CONTENTS

PART 1 –

Information on the management company or internally managed UCITS

Section 1.

Identification of the management company or internally managed UCITS

Section 2.

Facilities to investors

PART 2 –

Information on the UCITS

Section 1.

Identification of the UCITS

Section 2.

Arrangements made for marketing of units of UCITS

Section 3.

Attachments

PART 3 –

Confirmation of completeness

PART 1

Information on the management company or internally managed UCITS

Section 1.   Identification of the management company or internally managed UCITS

Information on the management company or internally managed UCITS
Management company or internally managed UCITS (2)
Management company’s or internally managed UCITS’ LEI (2)
National identification code of the management company or internally managed UCITS (where available) (2)
Management company’s or internally managed UCITS’ home Member State (2)
Address and registered office/domicile, where different from address
Details of management company’s or internally managed UCITS’ website

Contact details of the department (or contact point) responsible for the notification letter within the management company or internally managed UCITS
Department (or contact point)
Telephone number
Email address

Details of the third party (where a third party is designated by the management company or internally managed UCITS to make the notification)
Third party
Address and, where different from address, registered office/domicile
Department (or contact point)
Telephone number
Email address

Department (or contact point) for the transmission of the invoice or for the communication of any applicable regulatory fee or charges (where applicable) (3)
Name of the entity
Address and, where different from address, registered office/domicile
Department (or contact point)
Telephone number
Email address

Please specify which email address provided in this section (contact point at the management company or internally managed UCITS, contact point within the appointed third party or contact point for the transmission of the invoice) is the preferred address to which the host national competent authority can transmit any confidential information (inter alia, login and password to access the national systems for reporting)

Section 2.   Facilities to investors

In accordance with Article 93(1) of Directive 2009/65/EC, please fill-in the following table to provide information on the facilities to perform the tasks referred to in Article 92(1) of that Directive:

Tasks	Information on the facilities performing the tasks	Name/legal form/registered office/address, email, and telephone number for correspondence of the entity responsible to provide the facilities
Process subscription and redemption (or repurchase) orders and make other payments to unitholders relating to the units of the UCITS
Provide investors with information on how orders can be made and how redemption (or repurchase) proceeds are paid
Facilitate the handling of information and access to procedures and arrangements referred to in Article 15 of Directive 2009/65/EC relating to investors’ exercise of their rights
Make the information and documents required pursuant to Chapter IX of Directive 2009/65/EC available to investors
Provide investors with information relevant to the tasks that the facilities perform in a durable medium
Act as a contact point for communicating with the competent authorities

PART 2

Information on the UCITS

Section 1.   Identification of the UCITS

Please fill the below table with information for each UCITS you intend to market in the host Member State, creating a new table for each UCITS and by indicating only one share class (name and ISIN) on each line. Where a UCITS takes the form of an umbrella UCITS with several compartments or sub-funds, references to the UCITS in the table below shall be understood as referring to the compartment or sub-fund to be marketed in the host Member State and not to the umbrella UCITS, which shall be identified separately in the corresponding column.

Name of the UCITS to be marketed in the host Member State	UCITS home Member State	Legal form of the UCITS (4)	LEI of the UCITS (where available)	Name of share class(es) to be marketed in the host Member State (5)	ISIN of share class(es) to be marketed in the host Member State (5)	Duration of the UCITS (where applicable)	National identification code of the UCITS (where available)	Name of the umbrella UCITS (where applicable)

Section 2.   Arrangements made for marketing of units of UCITS

Units of the UCITS/UCITS compartments will be marketed by:

☐	the management company that manages the UCITS or the internally managed UCITS

☐	credit institutions

☐	authorised investment firms or advisers

☐	Other bodies, including bodies located in a third country. Please specify: ___________________

Section 3.   Attachments

(1)	The latest version of the fund rules or instruments of incorporation, and a translation where required by Article 94(1), point (c), of Directive 2009/65/EC.
	(Title of document or name of electronic file attachment)
(2)	The latest version of the prospectus, and a translation where required by Article 94(1), point (c), of Directive 2009/65/EC.
	(Title of document or name of electronic file attachment)
(3)	The latest version of the key investor information, and a translation where required by Article 94(1), point(b), of Directive 2009/65/EC.
	(Title of document or name of electronic file attachment)
(4)	The latest published annual report and any subsequent half-yearly report, and a translation where required by Article 94(1), point (c), of Directive 2009/65/EC (where available).
	(Title of document or name of electronic file attachment)
(5)	Where required by the UCITS host Member State, evidence of payment due to the competent authorities of the host Member State
	(Title of document or name of electronic file attachment)
Note: The latest versions of the required documents must be attached to this letter for onward transmission by the competent authorities of the UCITS home Member State, even where copies have been provided to that authority previously. Where any of the documents have previously been sent to the competent authorities of the UCITS host Member State and remain valid, the notification letter may refer to that fact.

Provide the link to the latest electronic copies of the attachments:

_________________________________________________________________

PART 3

Confirmation of completeness

Confirmation by the UCITS

We hereby confirm that the documents attached to this notification letter contain all relevant information as provided for in Directive 2009/65/EC.

(The notification letter shall be signed by an authorised signatory of the UCITS, or a third person empowered by a written mandate to act on behalf of the notifying UCITS, in a manner which the competent authorities of the UCITS home Member State accept for certification of documents. The signatory shall state his or her full name and capacity and shall ensure the confirmation is dated.)

Date
Name and capacity of the signatory
Signature

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(1)  Please fill-in one notification letter for each Member State where the marketing of UCITS is intended.

(2)  This field should always be filled-in, also in the case of updates.

(3)  Please indicate a single contact for the transmission of the invoice or for the communication of any applicable regulatory fee or charge referred to in Article 9 of Regulation (EU) 2019/1156 of the European Parliament and of the Council of 20 June 2019 on facilitating cross-border distribution of collective investment undertakings and amending Regulations (EU) No 345/2013, (EU) No 346/2013 and (EU) No 1286/2014 (OJ L 188, 12.7.2019, p. 55) and in Article 2 of Commission Implementing Regulation (EU) 2021/955 of 27 May 2021 laying down implementing technical standards for the application of Regulation (EU) 2019/1156 of the European Parliament and of the Council with regard to the forms, templates, procedures and technical arrangements for the publications and notifications of marketing rules, fees and charges, and specifying the information to be communicated for the creation and maintenance of the central database on cross-border marketing of AIFs and UCITS, as well as the forms, templates and procedures for the communication of such information (OJ L 211, 15.6.2021, p. 30). This contact point may be the same as the contact point designated within the management company, or a contact point within an appointed third party.

(4)  The legal form is one of the following: common fund, unit trust, investment company, or any other legal form available under the national legislation of the UCITS home Member State.

(5)  Please list only those share classes the marketing of which is intended.

ANNEX II

Model letter to be submitted by a management company to the competent authorities of the UCITS home Member State under Article 20(1) of Directive 2009/65/EC

NOTIFICATION LETTER

NOTIFICATION OF THE INTENTION OF A MANAGEMENT COMPANY TO MANAGE A UCITS ESTABLISHED IN ANOTHER MEMBER STATE IN ACCORDANCE WITH ARTICLE 20(1) OF DIRECTIVE 2009/65/EC

IN ______________________________________ (the host Member State(s))

Are you notifying amendments to information already provided in an initial notification? Yes ☐ No ☐

If the answer to this question is ‘Yes’, please fill-in only the updated information compared to the previous notification and indicate the date of the previous notification: ____________________

TABLE OF CONTENTS

PART 1 –

Information on the management company

PART 2 –

Identification of the delegate and the delegated functions

PART 3 –

Attachments

PART 1

Information on the management company

Information on the management company
Management company (1)
Management company’s LEI (1)
National identification code of the management company (where available) (1)
Management company’s home Member State (1)
Address and, where different from address, registered office/domicile
Details of management company’s website

Contact details of the department (or contact point) responsible for the notification within the management company
Department (or contact point)
Telephone number
Email address

Details of the third party (where the management company designates a third party to make the notification)
Third party
Address and, where different from address, registered office/domicile.
Department (or contact point)
Telephone number
Email address

Contact point for the transmission of the invoice or for the communication of any applicable regulatory fee or charges (if applicable) (2)
Name of the entity
Department (or contact point)
Address and, where different from address, registered office/domicile
Telephone number
Email address

Please specify which email address provided in this section (contact point at the management company, contact point within the appointed third party or contact point for the transmission of the invoice) is the preferred address to which the host NCA can transmit any confidential information (inter alia, login and password to access the national systems for reporting)

PART 2

Identification of the delegate and the delegated functions

Please replicate the information in Part 2 for each delegate and delegated functions.

Name of the delegate
Delegate’s home Member State
Address and registered office/domicile, where different from address

The delegate will conduct the following activities and provide the following services in the host Member State(s) on behalf of the management company:

☐	Investment management

Administration

☐	Legal and fund management accounting services

☐	Customer inquiries

☐	Valuation and pricing (including tax returns)

☐	Regulatory compliance monitoring

☐	Maintenance of unit-holder register

☐	Distribution of income

☐	Unit issues and redemptions

☐	Contract settlements (including certificate dispatch)

☐	Record keeping Please describe the reporting line in place between the delegate and the management company

PART 3

Attachments

Written contract with the depositary of the concerned UCITS in the UCITS home Member State.

Other (where applicable, please specify).

__________________________________________________________________

(title of document or name of electronic file attachment)

Note:

The latest versions of the required documents listed above must be attached to this letter for onward transmission by the competent authorities of the management company’s home Member State, even where copies have been provided to that authority previously. Where any of the documents have previously been sent to the competent authorities of the management company’s host Member State and remain valid, the notification letter may refer to that fact.

Provide the link to the latest electronic copies of the attachments

Date
Name and capacity of the signatory
Signature

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(1)  This field should always be filled-in, also in the case of updates.

(2)  Please indicate a single contact point for the transmission of the invoice or for the communication of any applicable regulatory fee or charge referred to in Article 9 of Regulation (EU) 2019/1156 and in Article 2 of Commission Implementing Regulation (EU) 2021/955. That contact point may be the same as the contact point designated within the management company, or a contact point within an appointed third party.

ANNEX III

Model for the communication by the competent authorities of a management company’s home Member State to the competent authorities of the management company’s host Member State of information under Article 17(2) or Article 18(1) of Directive 2009/65/EC

NOTIFICATION LETTER

COMMUNICATION OF INFORMATION REGARDING A NOTIFICATION MADE BY A MANAGEMENT COMPANY OF ITS INTENTION TO PURSUE THE ACTIVITIES FOR WHICH IT HAS BEEN AUTHORISED IN ANOTHER MEMBER STATE IN ACCORDANCE WITH ARTICLE 17(2) OR Article 18(1) OF DIRECTIVE 2009/65/EC.

IN ______________________________________ (the host Member State(s))

Does this letter amend information already provided in an initial communication? Yes ☐ No ☐

In case the answer to this question is ‘Yes’, please fill-in only the updated information compared to the previous communication and indicate the date of the previous communication: _______________

TABLE OF CONTENTS

PART 1 –

Information on the management company

PART 2 –

Information to be provided by the management company pursuant to Article 17(1) and (2) of Directive 2009/65/EC to conduct its activities in the host Member State(s) through a branch

Section 1.

Information on the branch

Section 2.

Programme of operations of the branch

Section 3.

Organisational structure of the branch

Section 4.

Termination of the branch

PART 3 –

Activities to be conducted under the freedom to provide services

PART 1

Information on the management company

Information on the management company
Management company (1)
Management company’s LEI (1)
National identification code of the management company (where available) (1)
Management company’s home Member State (1)
Address and, where different from address, registered office/domicile
Details of management company’s website

Contact details of the responsible department (or contact point) within the management company
Department (or contact point)
Telephone number
Email address

Details of the third party (where the management company designates a third party to make the notification)
Third party
Address and, where different from address, registered office/domicile
Department (or contact point)
Telephone number
Email address

Contact point for the transmission of the invoice or for the communication of any applicable regulatory fee or charges (where applicable) (2)
Name of entity
Department (or contact point)
Address and, where different from address, registered office/domicile
Telephone number
Email address

Please specify which email address among that specified in this section (contact point at the management company, contact point within the appointed third party or contact point for the transmission of the invoice) is the preferred address to which the host NCA can transmit the confidential information (inter alia, login and password to access the national systems for reporting)

The details of the compensation scheme intended to protect investors can be found in the attached document entitled ‘Identification of compensation schemes intended to protect investors pursuant to Articles 17(3) and 18(2) of Directive 2009/65/EC’.

PART 2

Information to be provided by the management company pursuant to Article 17(1) and (2) of Directive 2009/65/EC to conduct its activities in the host Member State(s) through a branch

This Part must be filled only where the management company intends to establish a branch in the host Member State. Where the management company intends to conduct its activities in the host Member State exclusively under the freedom to provide services, this Part shall be left blank, and Part 3 shall be filled in.

Section 1.   Information on the branch

Identification of the branch
Name of the branch (3)
National identification code of the branch in management company’s Home Member State (where available) (3)
National identification code of the branch in Member State where the branch is established (where available) (3)
Address and, where different from address, registered office/domicile (3)
Details of the branch’s website (where different from the management company’s website)

Department (or contact point) from which documents may be obtained in the Member State where the branch is established
Department (or contact point)
Address and, where different from address, registered office/domicile
Telephone number
Email address

Section 2.   Programme of operations of the branch

The branch will conduct the following activities and provide the following services in the host Member State(s):

☐	Investment management

☐

Marketing

Administration

☐	Legal and fund management accounting services

☐	Customer inquiries

☐	Valuation and pricing (including tax returns)

☐	Regulatory compliance monitoring

☐	Maintenance of unit-holder register

☐	Distribution of income

☐	Unit issues and redemptions

☐	Contract settlements (including certificate dispatch)

☐	Record keeping

Non-core services

☐

Management of portfolios of investments, including those owned by pension funds, in accordance with mandates given by investors on a discretionary, client-by-client basis, where such portfolios include one or more of the instruments listed in Annex I, Section C to Directive 2014/65/EU of the European Parliament and of the Council (4)

☐	Investment advice concerning one or more of the instruments listed in Annex I, Section C to Directive 2014/65/EU

☐

Safekeeping and administration in relation to units of collective investment undertakings Please indicate how the branch will contribute to the strategy of the management company   Please indicate whether the management company is a member of a group and, in this case, how the branch will contribute to the strategy of the group   Please indicate the strategy of the branch (e.g. indication of the volume of business envisaged, types of investors with which the management company will be dealing and how the management company will obtain and deal with those investors)   Please provide forecast statements for both, profit/loss and cash flow, over an initial 36-month period

Section 3.   Organisational structure of the branch

Description of the functional, geographical, and legal reporting lines

Description of the place of the branch into the corporate structure of the management company, or of the group where the management company is a member of a group

Description of the rules in place for reporting by the branch to the head office of the management company

Description of the risk management process put in place by the management company at the level of the branch based on Articles 40 to 43 of Commission Directive 2010/43/EU (5)

Summary of the systems and controls in place at the level of the branch as set out in Article 1(3)(f) of Commission Delegated Regulation (EU) 2024/911 (6)

Description of the arrangements for the compliance with the rules drawn up by the management company’s host Member State pursuant to Article 14 of Directive 2009/65/EC

Description of the procedures put in place, and the human and material resources allocated, to comply with anti-money laundering and counter financing of terrorism obligations

Organisation chart of the branch

Section 4.   Termination of the branch

This section should not be filled in an initial notification. It should be filled only in the event of an update to an initial notification, where the termination of the branch is envisaged.

Details and processes for winding down the business operations, including details of the measures to protect the interests of investors in the host Member State, how complaints are resolved and the discharge of any outstanding liabilities.

Schedule of the planned termination.

PART 3

Activities to be conducted under the freedom to provide services

This Part must be filled only where the management company intends to conduct its activities in the host Member State under the freedom to provide services. Where the management company intends to conduct its activities in the host Member State exclusively through a branch, this Part shall be left blank, and Part 2 shall be filled in.

The management company will conduct the following activities and provide the following services in the host Member State(s):

☐	Investment management

☐

Marketing

Administration

☐	Legal and fund management accounting services

☐	Customer inquiries

☐	Valuation and pricing (including tax returns)

☐	Regulatory compliance monitoring

☐	Maintenance of unit-holder register

☐	Distribution of income

☐	Unit issues and redemptions

☐	Contract settlements (including certificate dispatch)

☐	Record keeping

Non-core services

☐	Management of portfolios of investments, including those owned by pension funds, in accordance with mandates given by investors on a discretionary, client-by-client basis, where such portfolios include one or more of the instruments listed in Annex I, Section C to Directive 2014/65/EU

☐	Investment advice concerning one or more of the instruments listed in Annex I, Section C to Directive 2014/65/EU

☐

Safekeeping and administration in relation to units of collective investment undertakings Please indicate how the activities to be conducted in the host Member State will contribute to the strategy of the management company and, where the management company is a member of a group, how the activities to be conducted in the host Member State will contribute to the strategy of the group   Date   Name and capacity of the signatory   Signature

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(1)  This field should always be filled-in, also in the case of updates.

(2)  Please indicate a single contact point for the transmission of the invoice or for the communication of any applicable regulatory fee or charge referred to in Article 9 of Regulation (EU) 2019/1156 and in Article 2 of the Commission Implementing Regulation (EU) 2021/955. This contact point may be the same as the contact point designated within the management company, or a contact point within an appointed third party.

(3)  This field should always be filled-in, also in the case of updates, where information concerning the branch is provided.

(4)  Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (OJ L 173, 12.6.2014, p. 349).

(5)  Commission Directive 2010/43/EU of 1 July 2010 implementing Directive 2009/65/EC of the European Parliament and of the Council as regards organisational requirements, conflicts of interest, conduct of business, risk management and content of the agreement between a depositary and a management company (OJ L 176, 10.7.2010, p. 42).

(6)  Commission Delegated Regulation (EU) 2024/911 of 15 December 2023 supplementing Directive 2009/65/EC of the European Parliament and of the Council with regard to regulatory technical standards specifying the information to be notified in relation to the cross-border activities of management companies and undertakings for collective investment in transferable securities (UCITS) (OJ L, 2024/911, 25.3.2024, ELI: http://data.europa.eu/eli/reg_del/2024/911/oj).

ANNEX IV

Attestation of the competent authority of compensation schemes intended to protect investors pursuant to Article 17(3), first subparagraph, and Article 18(2), second subparagraph, of Directive 2009/65/EC

ATTESTATION ESTABLISHED BY ______________________________________ (name of the competent authority of the management company’s home Member State)

Section 1.   Department responsible for the establishment of this attestation within the competent authority of the management company’s home Member State

Department
Address of the competent authority
Email address of the department establishing the statement

Section 2.   Identification of management company this attestation relates to

Management company
Management company’s LEI
National identification code of the management company (where available)
Management company’s home Member State
Address and, where different from address, registered office/domicile

Section 3.   Identification of the investor compensation scheme

Investor compensation scheme
Address of the investor compensation scheme
Registered office/domicile of the investor compensation scheme where different from its address
Details of the investor compensation scheme’s website

(The attestation shall be signed and dated by a representative of the competent authority of the UCITS home Member State. The signatory shall state his or her full name and capacity.)

Date
Name and capacity of the signatory
Signature

ANNEX V

Attestation of the competent authority of the authorisation of a management company under Article 17(3), third subparagraph, and Article 18(2), third subparagraph, of Directive 2009/65/EC

ATTESTATION ESTABLISHED BY ______________________________________ (name of the competent authority of the management company’s home Member State)

Section 1.   Department responsible for the establishment of the attestation within the competent authority of the management company’s home Member State

Department
Address of the competent authority
Email address of the department establishing the statement

Section 2.   Identification of the management company

Management company
Management company’s LEI
Management company’s national identification code (where available)
Management company’s home Member State
Address and, where different from address, registered office/domicile
Details of management company’s website

Section 3.   Scope of the authorisation of the management company

The management company has been authorised in _________________________ (name of the home Member State) to conduct the following activities and provide the following services by ___________________________ (name of the home competent authority):

☐	Investment management

☐

Marketing

Administration

☐	Legal and fund management accounting services

☐	Customer inquiries

☐	Valuation and pricing (including tax returns)

☐	Regulatory compliance monitoring

☐	Maintenance of unit-holder register

☐	Distribution of income

☐	Unit issues and redemptions

☐	Contract settlements (including certificate dispatch)

☐	Record keeping

Non-core services

☐	Management of portfolios of investments, including those owned by pension funds, in accordance with mandates given by investors on a discretionary, client-by-client basis, where such portfolios include one or more of the instruments listed in Annex I, Section C to Directive 2014/65/EU

☐	Investment advice concerning one or more of the instruments listed in Annex I, Section C to Directive 2014/65/EU

☐	Safekeeping and administration in relation to units of collective investment undertakings

The management company is subject to the following restrictions regarding the types of UCITS it is authorised to manage (where applicable)

(The attestation shall be signed and dated by a representative of the competent authority of the management company’s home Member State. The signatory shall state his or her full name and capacity.)

Date
Name and capacity of the signatory
Signature

ANNEX VI

Attestation of the competent authority under Article 93(3), second subparagraph, of Directive 2009/65/EC

ATTESTATION ESTABLISHED BY ______________________________________________ (name of the competent authority of the UCITS home Member State)

Section 1.   Department responsible for the establishment of the attestation within the competent authority of the UCITS home Member State

Department
Address of the competent authority
Email address of the department establishing the statement

Section 2.   Identification of the UCITS whose units will be marketed in the host Member State

Please fill the below table with information for each UCITS that is notified for marketing in the host Member State. Where a UCITS takes the form of an umbrella UCITS with several compartments or sub-funds, references to the UCITS in the table below shall be understood as referring to the compartment or sub-fund to be marketed in the host Member State and not to the umbrella UCITS, which shall be identified separately in the corresponding column.

Name of the UCITS	Name of the umbrella UCITS (where applicable)	Legal form (1)	UCITS LEI (where available)	Date of authorisation	UCITS national identification code (where available)	Duration of the UCITS (where applicable)	Management company (2)	Management company LEI	Management company national identification code (where available)

Section 3.   Attestation of the fulfilment of the conditions set out in Directive 2009/65/EC

The below signatory certifies that the UCITS identified in section 2 of the present attestation fulfil the conditions set out in Directive 2009/65/EC and may market

their units in __________________________________ (the host Member State).

(The attestation shall be signed and dated by a representative of the competent authority of the UCITS home Member State. The signatory shall state his or her full name and capacity.)

Date
Name and capacity of the signatory
Signature

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(1)  The legal form is one of the following: common fund, unit trust or investment company.

(2)  The management company shall be identified only for externally managed UCITS. In case of internally managed investment companies, please leave blank.

ANNEX VII

Model for the communication by the competent authorities of a management company’s home Member State to the competent authorities of the management company’s host Member State under Article 17(2) letter (d) of Directive 2009/65/EC

NOTIFICATION LETTER

NOTIFICATION OF PERSONS RESPONSIBLE FOR A BRANCH (1) RELATED TO THE INTENTION OF A MANAGEMENT COMPANY TO ESTABLISH A BRANCH IN A MEMBER STATE OTHER THAN ITS HOME MEMBER STATE IN ACCORDANCE WITH ARTICLE 17, PARAGRAPH (2), LETTER (D) OF DIRECTIVE 2009/65/EC.

IN ______________________________________ (the host Member State)

Identification of the management Company
Management company
Management company LEI
National identification code of the management company (where available)
Management company’s home Member State
Address and, where different from address, registered office/domicile

Identification of the branch
Name of the branch
National identification code of the branch in the management company’s home Member State (where available)
National identification code of the branch in the Member State where the branch is established (where available)
Address and, where different from address, registered office/domicile

Are you notifying amendments to information already provided in an initial notification? Yes ☐ No ☐

In case the answer to this question is ‘Yes’, please highlight below the updated information compared to the previous notification and indicate the date of the previous notification: __________________

NOTIFICATION OF A PERSON RESPONSIBLE FOR:

☐	The management of the branch

☐

The termination of the operations of the branch (2) Identification of notified person Surname   First name   Position or function performed   Start date for this position   End date for this position (where relevant)   Telephone number   Email address   Additional remarks Additional remarks, where indicated (e.g. former name in case of name changes, position changes, etc.)   Date   Name and capacity of the signatory   Signature

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(1)  Please submit one separate form for each relevant person and one form per electronic file only.

(2)  Notification of a person responsible for the termination of the branch should only be filed as an update where the termination of the branch is envisaged.